financial-crime-governance

Regulatory change management skills for impact assessment, obligation extraction, policy diffing, implementation planning, and exam brief preparation.

AI governance and model risk skills for AI intake, risk tiering, model cards, validation planning, agentic controls, EU AI Act triage, AI vendor review, and board risk packs.

Third-party risk and operational resilience skills for vendor diligence, criticality assessment, DORA registers, contract gaps, exit plans, resilience testing, and concentration risk.

Compliance and controls testing skills for test plans, sampling, evidence requests, workpapers, exception analysis, issue drafting, and QA review.

Consumer compliance and fair lending skills for fair-lending testing, adverse action review, UDAAP risk review, Section 1071 readiness, complaint themes, and marketing claim review.

Banking-sector overlays for supervision readiness, credit risk governance, deposit operations controls, and bank-fintech partnership review.

Insurance-sector overlays for AI triage, life and health pricing governance, claims AI controls, and outsourcing resilience.

Capital markets and asset-management overlays for adviser exam readiness, marketing evidence, best-execution surveillance, and fund board reporting.

Payments and fintech overlays for payments risk assessment, fintech partner controls, payment operations incidents, and open-banking data controls.

Core GRC workflow skills for obligation mapping, control matrices, evidence binders, issue write-ups, human-review gates, and policy gap reviews.